The regulator recently passed an interim order against Patel Wealth Advisors that detailed the broker's alleged use of a sophisticated manipulation technique known as 'spoofing' to distort prices in both the equity and derivatives markets.
The regulator recently passed an interim order against Patel Wealth Advisors that detailed the broker's alleged use of a sophisticated manipulation technique known as 'spoofing' to distort prices in both the equity and derivatives markets.